The
following info is given to cities from the
Municipal
Research Service Center of Washington.
While it deals
with cities, it also pertains to any
tax-paid
public
body
in Washington State.
Government
records--why
they are public
Because city (read all city, county, state,
taxing district and school offices staffs) are
generally quite busy with their many tasks, requests
for disclosure of public records seem to occur at
inconvenient times, and are often considered as
time-consuming nuisances. Despite this perception,
every city (read all city, county, state, taxing
district and school offices staffs) official and
employee should be aware of the powerful wording of
the legislative policy statement which was
incorporated into the public disclosure act in
1992:
The
people of this state do not yield their sovereignty to
the agencies that serve them. The people, in
delegating authority, do not give their public
servants the right to decide what is good for the
people to know and what is not good for them to know.
The people insist on remaining informed so that they
may maintain control over the instruments they have
created. The public records subdivision of this
chapter shall be liberally construed and its
exemptions narrowly construed to promote this public
policy.
When passed in 1972,
Initiative 276 contained a similar public policy
statement:
It is hereby declared by
the sovereign people to be the public policy of the
state of Washington: ...(11) That, mindful of the
right of individuals to privacy and of the
desirability of the efficient administration of
government, full access to information concerning the
conduct of government on every level must be assured
as a fundamental and necessary precondition to the
sound governance of a free
society.
Clearly, both the state legislature and the
voters of Washington are unambiguous about their
position on public disclosure: the citizens of this
state have a right to know almost all of the details
of how city, county and
state government is run. The courts have
enforced this policy by consistently giving narrow
interpretations of the exemptions to public
disclosure.
So, if you are annoyed at a disclosure
request because of the time it will take to locate the
records, or because the records will disclose that
some city (read all city, county, state, taxing
district and school offices staffs) official or
employee made a mistake, or did something improperly,
keep the following statute in mind:
Courts shall take into
account the policy of this chapter that free and open
examination of public records is in the public
interest, even though such examination may cause
inconvenience or embarrassment to public officials and
others.
Question:
Must the city (read all city, county,
state, taxing district and school offices staffs)
disclose a letter of resignation from a disgruntled
employee? The letter consists of a rambling tirade in
which the employee criticizes his supervisor, the
mayor and the council for a number of
decisions.
Answer:
The letter must be disclosed. The city can
delete from the letter only information which is
covered by a specific statutory exemption.
Working for city (read all city, county, state,
taxing district and school offices staffs) government
is like working inside a goldfish bowl. Almost
everything is open to public scrutiny, like it or not.
Respond to public disclosure requests efficiently and
graciously since the public is not only your client,
but also your employer.
All requests for public records must be examined
carefully, and everything provided except for those
records which are clearly exempt from disclosure. If
an employee discloses a public record, and later
analysis or court decision shows it should not have
been disclosed, the city may be immune from
liability:
No public agency, public
official, public employee, or custodian shall be
liable, nor shall a cause of action exist, for any
loss or damage based upon the release of a public
record if the public agency, public official, public
employee, or custodian acted in good faith in
attempting to comply with the provisions of this
chapter.
In order to act in good faith, city (read all
city, county, state, taxing district and school
offices) employees and officials making disclosure
decisions must be familiar with the public disclosure
requirements and the many exemptions contained in the
statutes. Legal advice should be sought in situations
where statutory requirements seem unclear.
Fortunately, court decisions and attorney general
opinions are available for guidance in this complex
field.
The public records disclosure statutes, along
with the Open Public
Meetings Act, provide the foundation for
a city (read all city, county, state, taxing district
and school offices staffs) government which is open to
the public. Such openness encourages participation and
awareness, and helps dispel fears that local
government is not responsible or responsive to the
people.
Question:
Must the city (read all city, county, state, taxing
district and school offices staffs) disclose copies of
(it's) bank records?
Answer: Yes.
The bank records concern public funds and should be
disclosed upon request.
There is one exception: if the (read all city,
county, state, taxing district and school offices)
bank accounts are kept in such a way that disclosure
of a particular account would reveal exempt tax return
information, then that data should not be disclosed.
For instance, if a city (read all city, county, state,
taxing district and school offices) has only two or
three motels, disclosure of hotel/motel tax revenue
could enable a person to estimate the income of a
particular taxpayer.
Q: What Are Public
Records?
A: "public
record" is defined to include:
Any writing containing information relating to
the conduct of government or the performance of any
governmental or proprietary function prepared, owned,
used, or retained by any
state or local agency regardless of physical form or
characteristics. "Writing" is also
defined in the disclosure statutes:
"Writing" means
handwriting, typewriting, printing, Photostatting,
photographing, and every other means of recording any
form of communication or representation, including,
but not limited to,letters, words, pictures, sounds,
or symbols, or combination thereof, and all papers,
maps,magnetic or paper tapes, photographic films and
prints, motion picture, film and video
recordings,magnetic or punched cards, discs, drums,
diskettes, sound recordings, and other documents
including existing data compilations from which
information may be obtained or translated.
Cities (read all city, county, state, taxing
district and school offices) are not required to
create documents in order to comply with a request for
specific information.
Rather, they must produce
existing records for review and copying.
Also, cities (read all city, county, state,
taxing district and school offices staffs) are not
obligated to compile information from various records
so that information is in a form which is more useful
to the requester. For example, if someone wants
records concerning the time it took the city fire
department to respond to residential fires occurring
between midnight and 6 a.m. over a two year period,
the city only needs to provide copies of existing
records. In other words, city employees are not
required to do research for private
individuals.
Question:
Is the city clerk required to provide
information over the phone to a newspaper reporter who
is asking "what occurred at the council meeting last
night?"
Answer: This
is not a public disclosure request because the caller
is not asking to review or copy a public record. There
is no legal obligation to provide oral information
concerning what occurred at the meeting. However, the
reporter can request a copy of the minutes of the
meeting after they are prepared. It is an
administrative decision whether the city staff should
take the time to answer oral requests for non-record
information.
Electronic
Data and Records
Increasing amounts of public
information are now contained in electronic format,
rather than on paper. Public disclosure laws apply to
all such data, raising complex issues
which will need to be sorted out in the coming years.
For instance, to what extent is a city (read all city,
county, state, taxing district and school offices
staffs) required to maintain copies of its electronic
data? Deletion of data can be accomplished with a
keystroke, but not all city employees and elected
officials are aware of the laws concerning retention
and destruction of public records. (There is a brief
review of this issue in the final chapter of this
publication.)
Do E-mail records need to
be retained, and disclosed upon request?
Although the State Archivist's position is that
brief phone messages are "non-records" and can
therefore be disposed of as soon as they have served
their purposes, what about E-mail sent between city
employees and city officials, or E-mail received from
outside sources which relates to city
business?
E-mail can also be more than just a brief
message, particularly if a file is attached. Some
cities have adopted specific policies concerning
disclosure of electronically formatted public records,
and some cities have adopted policies concerning the
use of E-mail. Appendix A contains an article
concerning disclosure of electronic public records,
and Appendix B contains sample disclosure policies and
ordinances.
Electronic data transfer
makes it possible for citizens to quickly and
inexpensively access public information made available
through electronic bulletin boards or at Internet-type
sites. With the rapid expansion of electronic data
technology, it is expected that efficient and
inexpensive access to public records will eventually
become commonplace, and perhaps statutorily
required.
The state legislature formed a Public
Information Access Policy Task Force in 1994 to
examine the issue of providing broad public access to
government records by electronic means. After
reviewing the recommendations of the task force, the
legislature passed a bill strongly encouraging
expansion
of electronic
access to public records.
Broad public access to state and local
government records and information has potential for
expanding citizen access to that information and for
improving government services.
Electronic methods for locating and transferring
information can improve linkages between and among
citizens, organizations, businesses, and governments.
Information must be managed with great care to meet
the objectives of citizens and their
governments.
It is the intent of the
legislature to encourage state and local governments
to develop, store, and manage their public records and
information in electronic formats to meet their
missions and objectives. Further, it is the intent of
the legislature for state and local governments to set
priorities...